Condorcet paradox
The Condorcet paradox (also known as voting paradox or the paradox of voting) in social choice theory is a situation noted by the Marquis de Condorcet in the late 18th century,[1][2][3] in which collective preferences can be cyclic, even if the preferences of individual voters are not cyclic. This is paradoxical, because it means that majority wishes can be in conflict with each other: Majorities prefer, for example, candidate A over B, B over C, and yet C over A. When this occurs, it is because the conflicting majorities are each made up of different groups of individuals.
Thus an expectation that transitivity on the part of all individuals' preferences should result in transitivity of societal preferences is an example of a fallacy of composition.
Contents
1 Example
1.1 Cardinal ratings
2 Necessary condition for the paradox
3 Mathematical calculation of the probability of meeting the paradox.
4 Implications
5 See also
6 References
7 Further reading
Example
Suppose we have three candidates, A, B, and C, and that there are three voters with preferences as follows (candidates being listed left-to-right for each voter in decreasing order of preference):
Voter | First preference | Second preference | Third preference |
---|---|---|---|
Voter 1 | A | B | C |
Voter 2 | B | C | A |
Voter 3 | C | A | B |
If C is chosen as the winner, it can be argued that B should win instead, since two voters (1 and 2) prefer B to C and only one voter (3) prefers C to B. However, by the same argument A is preferred to B, and C is preferred to A, by a margin of two to one on each occasion. Thus the society's preferences show cycling: A is preferred over B which is preferred over C which is preferred over A. A paradoxical feature of relations between the voters' preferences described above is that although the majority of voters agree that A is preferable to B, B to C, and C to A, all three coefficients of rank correlation between the preferences of any two voters are negative (namely, –.5), as calculated with Spearman's rank correlation coefficient formula designed by Charles Spearman much later.[4]
Cardinal ratings
Note that in the graphical example, the voters and candidates are not symmetrical, but the ranked voting system "flattens" their preferences into a symmetrical cycle.[5]Cardinal voting systems provide more information than rankings, allowing a winner to be found.[6][7] For instance, under score voting, the ballots might be:[8]
A | B | C | |
---|---|---|---|
1 | 6 | 3 | 0 |
2 | 0 | 6 | 1 |
3 | 5 | 0 | 6 |
Total: | 11 | 9 | 7 |
Candidate A gets the largest score, and is the winner, as A is the nearest to all voters.
Necessary condition for the paradox
Suppose that x is the fraction of voters who prefer A over B and that y is the fraction of voters who prefer B over C. It has been shown[9] that the fraction z of voters who prefer A over C is always at least (x + y – 1). Since the paradox (a majority preferring C over A) requires z < 1/2, a necessary condition for the paradox is that
- x+y−1≤z<12and hencex+y<32.{displaystyle x+y-1leq z<{frac {1}{2}}quad {text{and hence}}quad x+y<{frac {3}{2}}.}
Mathematical calculation of the probability of meeting the paradox.
We can calculate the probability of meeting the paradox for the special case where voters preferences are uniformly distributed between the candidates.
[In practice, it is uncommon for candidates to be equally popular in this way, so that in practice a Condorcet paradox will be less likely.]
For n{displaystyle n} voters providing a preference list of three candidates A, B, C, we write Xn{displaystyle X_{n}} (resp. Yn{displaystyle Y_{n}}, Zn{displaystyle Z_{n}}) the random variable equal to the number of voters who placed A in front of B (respectively B in front of C, C in front of A). The sought probability is pn=2P(Xn>n/2,Yn>n/2,Zn>n/2){displaystyle p_{n}=2P(X_{n}>n/2,Y_{n}>n/2,Z_{n}>n/2)} (we double because there is also the symmetric case A> C> B> A). We show that, for odd n{displaystyle n}, pn=3qn−1/2{displaystyle p_{n}=3q_{n}-1/2} where qn=P(Xn>n/2,Yn>n/2){displaystyle q_{n}=P(X_{n}>n/2,Y_{n}>n/2)} which makes one need to know only the joint distribution of Xn{displaystyle X_{n}} and Yn{displaystyle Y_{n}}.
If we put pn,i,j=P(Xn=i,Yn=j){displaystyle p_{n,i,j}=P(X_{n}=i,Y_{n}=j)}, we show the relation which makes it possible to compute this distribution by recurrence: pn+1,i,j=16pn,i,j+13pn,i−1,j+13pn,i,j−1+16pn,i−1,j−1{displaystyle p_{n+1,i,j}={1 over 6}p_{n,i,j}+{1 over 3}p_{n,i-1,j}+{1 over 3}p_{n,i,j-1}+{1 over 6}p_{n,i-1,j-1}}.
The following results are then obtained:
n{displaystyle n} | 3 | 101 | 201 | 301 | 401 | 501 | 601 |
---|---|---|---|---|---|---|---|
pn{displaystyle p_{n}} | 5.556% | 8.690% | 8.732% | 8.746% | 8.753% | 8.757% | 8.760% |
The sequence seems to be tending towards a finite limit.
Using the Central-Limit Theorem, we show that qn{displaystyle q_{n}} tends to q=14P(|T|>24){displaystyle q={1 over 4}P(|T|>{{sqrt {2}} over 4})} where T{displaystyle T} is a variable following a Cauchy distribution, which gives q=12π∫2/4+∞dt1+t2=arctan222π=arccos132π{displaystyle q={dfrac {1}{2pi }}int _{{sqrt {2}}/4}^{+infty }{frac {dt}{1+t^{2}}}={dfrac {arctan 2{sqrt {2}}}{2pi }}={dfrac {arccos {frac {1}{3}}}{2pi }}} (constant quoted in the OEIS).
The asymptotic probability of encountering the Condorcet paradox is therefore 3arccos132π−12=arcsin69π{displaystyle {{3arccos {1 over 3}} over {2pi }}-{1 over 2}={arcsin {{sqrt {6}} over 9} over pi }} which gives the value 8.77%.
In[10] are some results for the case of more than three objects.
Implications
When a Condorcet method is used to determine an election, the voting paradox of cyclical societal preferences implies that the election has no Condorcet winner: no candidate who can win a one-on-one election against each other candidate. The several variants of the Condorcet method differ on how they resolve such ambiguities when they arise to determine a winner.[11] Note that using only rankings, there is no fair and deterministic resolution to the trivial example given earlier because each candidate is in an exactly symmetrical situation.
Situations having the voting paradox can cause voting mechanisms to violate the axiom of independence of irrelevant alternatives—the choice of winner by a voting mechanism could be influenced by whether or not a losing candidate is available to be voted for.
One important implication of the possible existence of the voting paradox in a practical situation is that in a two-stage voting process, the eventual winner may depend on the way the two stages are structured. For example, suppose the winner of A versus B in the open primary contest for one party's leadership will then face the second party's leader, C, in the general election. In the earlier example, A would defeat B for the first party's nomination, and then would lose to C in the general election. But if B were in the second party instead of the first, B would defeat C for that party's nomination, and then would lose to A in the general election. Thus the structure of the two stages makes a difference for whether A or C is the ultimate winner.
Likewise, the structure of a sequence of votes in a legislature can be manipulated by the person arranging the votes, to ensure a preferred outcome.
The structure of the Condorcet paradox can be reproduced in mechanical devices demonstrating intransitivity of relations such as "to rotate faster than", "to lift and be not be lifted", "to be stronger than" in some geometrical constructions.[12]
See also
Arrow's impossibility theorem
Kenneth Arrow, Section with an example of a distributional difficulty of intransitivity + majority rule
- Discursive dilemma
- Gibbard–Satterthwaite theorem
- Independence of irrelevant alternatives
- Instant-runoff voting
- Nakamura number
- Simpson's paradox
- Smith set
References
^ Marquis de Condorcet. "Essai sur l'application de l'analyse à la probabilité des décisions rendues à la pluralité des voix" (PNG) (in French). Retrieved 2008-03-10..mw-parser-output cite.citation{font-style:inherit}.mw-parser-output .citation q{quotes:"""""""'""'"}.mw-parser-output .citation .cs1-lock-free a{background:url("//upload.wikimedia.org/wikipedia/commons/thumb/6/65/Lock-green.svg/9px-Lock-green.svg.png")no-repeat;background-position:right .1em center}.mw-parser-output .citation .cs1-lock-limited a,.mw-parser-output .citation .cs1-lock-registration a{background:url("//upload.wikimedia.org/wikipedia/commons/thumb/d/d6/Lock-gray-alt-2.svg/9px-Lock-gray-alt-2.svg.png")no-repeat;background-position:right .1em center}.mw-parser-output .citation .cs1-lock-subscription a{background:url("//upload.wikimedia.org/wikipedia/commons/thumb/a/aa/Lock-red-alt-2.svg/9px-Lock-red-alt-2.svg.png")no-repeat;background-position:right .1em center}.mw-parser-output .cs1-subscription,.mw-parser-output .cs1-registration{color:#555}.mw-parser-output .cs1-subscription span,.mw-parser-output .cs1-registration span{border-bottom:1px dotted;cursor:help}.mw-parser-output .cs1-ws-icon a{background:url("//upload.wikimedia.org/wikipedia/commons/thumb/4/4c/Wikisource-logo.svg/12px-Wikisource-logo.svg.png")no-repeat;background-position:right .1em center}.mw-parser-output code.cs1-code{color:inherit;background:inherit;border:inherit;padding:inherit}.mw-parser-output .cs1-hidden-error{display:none;font-size:100%}.mw-parser-output .cs1-visible-error{font-size:100%}.mw-parser-output .cs1-maint{display:none;color:#33aa33;margin-left:0.3em}.mw-parser-output .cs1-subscription,.mw-parser-output .cs1-registration,.mw-parser-output .cs1-format{font-size:95%}.mw-parser-output .cs1-kern-left,.mw-parser-output .cs1-kern-wl-left{padding-left:0.2em}.mw-parser-output .cs1-kern-right,.mw-parser-output .cs1-kern-wl-right{padding-right:0.2em}
^ Condorcet, Jean-Antoine-Nicolas de Caritat; Sommerlad, Fiona; McLean, Iain (1989-01-01). The political theory of Condorcet. Oxford: University of Oxford, Faculty of Social Studies. pp. 69–80, 152–166.Clearly, if anyone's vote was self-contradictory (having cyclic preferences), it would have to be discounted, and we should therefore establish a form of voting which makes such absurdities impossible
^ Gehrlein, William V. "Condorcet's paradox and the likelihood of its occurrence: different perspectives on balanced preferences*". Theory and Decision. 52 (2): 171–199. doi:10.1023/A:1015551010381. ISSN 0040-5833.Here, Condorcet notes that we have a 'contradictory system' that represents what has come to be known as Condorcet's Paradox.
^ Poddiakov, A., & Valsiner, J. (2013). "Intransitivity cycles and their transformations: How dynamically adapting systems function". In L. Rudolph (Ed.), Qualitative Mathematics for the Social Sciences: Mathematical Models for Research on Cultural Dynamics (pp. 343–391). Abingdon, NY: Routledge.
^ Procaccia, Ariel D.; Rosenschein, Jeffrey S. (2006-09-11). Klusch, Matthias; Rovatsos, Michael; Payne, Terry R., eds. The Distortion of Cardinal Preferences in Voting (PDF). Lecture Notes in Computer Science. Springer Berlin Heidelberg. pp. 317–331. doi:10.1007/11839354_23. ISBN 9783540385691.agents' cardinal (utility-based) preferences are embedded into the space of ordinal preferences. This often gives rise to a distortion in the preferences, and hence in the social welfare of the outcome
^ Poundstone, William (2008). Gaming the vote: Why elections aren't fair (and what we can do about it). Hill & Wang. p. 158. ISBN 0809048922. OCLC 276908223.This is the fundamental problem with two-way comparisons. There is no accounting for degrees of preference. ... Cycles result from giving equal weight to unequal preferences. ... The paradox obscures the fact that the voters really do prefer one option.
^ Kok, Jan; Shentrup, Clay; Smith, Warren. "Condorcet cycles". RangeVoting.org. Retrieved 2017-02-09....any method based just on rank-order votes, fails miserably. Range voting, which allows voters to express strength of preferences, would presumably succeed in choosing the best capital A.
^ In this example, the available scores are 0–6, and each voter normalizes their max/min scores to this range, while selecting a score for the middle that is proportional to distance.
^ Silver, Charles. "The voting paradox", The Mathematical Gazette 76, November 1992, 387–388.
^ "Condorcet's Paradox and the Condorcet Efficiency of Voting Rules". 1997.
^ Lippman, David (2014). "Voting Theory". Math in society. ISBN 1479276537. OCLC 913874268.There are many Condorcet Methods, which vary primarily in how they deal with ties, which are very common when a Condorcet winner does not exist.
^ Poddiakov, A. (2018). Intransitive machines. Cornell University. Series arxive "math". 2018. No. 1809.03869.
Further reading
Garman, M. B.; Kamien, M. I. (1968). "The paradox of voting: Probability calculations". Behavioral Science. 13 (4): 306–316. doi:10.1002/bs.3830130405.
Niemi, R. G.; Weisberg, H. (1968). "A mathematical solution for the probability of the paradox of voting". Behavioral Science. 13 (4): 317–323. doi:10.1002/bs.3830130406.
Niemi, R. G.; Wright, J. R. (1987). "Voting cycles and the structure of individual preferences". Social Choice and Welfare. 4 (3): 173–183. doi:10.1007/BF00433943. JSTOR 41105865.